Download or read book The Securities Regulatory Handbook written by PricewaterhouseCoopers (Firm) and published by M.E. Sharpe. This book was released on 1998 with total page 148 pages. Available in PDF, EPUB and Kindle. Book excerpt: Rapid changes are occurring in the rules governing banking securities activities. This volume guides financial institutions around the constraints on securities underwriting, brokerage activities, and trading and investments. It provides both the statutory background and the current interpretation of bank securities laws coveting underwriting, trading and dealing; mutual funds; derivative products, and overseas securities activities.