Registration and Regulation of Brokers and Dealers

Registration and Regulation of Brokers and Dealers
Author :
Publisher :
Total Pages : 400
Release :
ISBN-10 : UCAL:B4297191
ISBN-13 :
Rating : 4/5 (91 Downloads)

Book Synopsis Registration and Regulation of Brokers and Dealers by : Ezra Weiss

Download or read book Registration and Regulation of Brokers and Dealers written by Ezra Weiss and published by . This book was released on 1965 with total page 400 pages. Available in PDF, EPUB and Kindle. Book excerpt:


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This title is designed to provide an introduction and overview of broker-dealer regulation in the securities markets. It covers broker-dealer front office and b