SEC Oversight

SEC Oversight
Author :
Publisher :
Total Pages : 200
Release :
ISBN-10 : STANFORD:36105045267031
ISBN-13 :
Rating : 4/5 (31 Downloads)

Book Synopsis SEC Oversight by : United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance

Download or read book SEC Oversight written by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance and published by . This book was released on 1986 with total page 200 pages. Available in PDF, EPUB and Kindle. Book excerpt:


SEC Oversight Related Books

SEC Oversight
Language: en
Pages: 200
Authors: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance
Categories: Brokers
Type: BOOK - Published: 1986 - Publisher:

DOWNLOAD EBOOK

SEC Oversight of Investment Advisers
Language: en
Pages: 226
Authors: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Categories: Business & Economics
Type: BOOK - Published: 1992 - Publisher:

DOWNLOAD EBOOK

SEC's Role Regarding and Oversight of Nationally Recognized Statistical Rating Organizations (NRSROs)
Language: en
Pages: 124
Authors: H. David Kotz
Categories: Business & Economics
Type: BOOK - Published: 2010 - Publisher: DIANE Publishing

DOWNLOAD EBOOK

The SEC first incorporated reliance on credit ratings into its rules and regulations in 1975 in connection with how broker-dealers must compute their net capita
Financial Oversight of Enron
Language: en
Pages: 108
Authors: United States. Congress. Senate. Committee on Governmental Affairs
Categories: Credit ratings
Type: BOOK - Published: 2002 - Publisher:

DOWNLOAD EBOOK

Wasting a Crisis
Language: en
Pages: 215
Authors: Paul G. Mahoney
Categories: Law
Type: BOOK - Published: 2016-11-11 - Publisher: University of Chicago Press

DOWNLOAD EBOOK

In Securities Regulation Reassessed, Paul Mahoney shows that policy responses to financial crises are broadly similar across place and time: political actors, h