Regulating Investor Protection Under Eu Law

Regulating Investor Protection Under Eu Law
Author :
Publisher : Palgrave MacMillan
Total Pages : 414
Release :
ISBN-10 : 3030079856
ISBN-13 : 9783030079857
Rating : 4/5 (56 Downloads)

Book Synopsis Regulating Investor Protection Under Eu Law by : Antonio Marcacci

Download or read book Regulating Investor Protection Under Eu Law written by Antonio Marcacci and published by Palgrave MacMillan. This book was released on 2019-07-25 with total page 414 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book analyzes the legal system for the protection of retail investors under the European Union law of investment services. It identifies the regulatory leitmotiv driving the EU lawmaker and ascertains whether and to what extent such a system is self-sufficient, using a set of EU-made and EU-enforced rules that is essentially different and autonomous from the domestic legal orders. In this regard, the book takes a double perspective: comparative and intra-firm. Given the federal dimension of the US legal system and, thus, the "role-model" it plays vis-à-vis the EU, the book compares the two systems. To fully highlight the existing gaps and measure how self-sufficient the EU system is against its American counterpart, the Union/Federal level as such is analyzed - i.e., detached from the national (in EU terms) and State (in US terms) level. Regulating Investor Protection under EU Law also showcases the unique intra-firm perspective from a European investment firm and analyzes how EU-produced public-law rules become a set of compliance requirements for investment services providers. This "within-the-firm" angle gauges the self-sufficiency of the EU system of retail investor protection from the standpoint of an EU-regulated entity. The book is intended for both compliance professionals and academic scholars interested in this topic while also including illustrative sections intended to provide a broader regulatory view for less-experienced readers.


Regulating Investor Protection Under Eu Law Related Books

Regulating Investor Protection Under Eu Law
Language: en
Pages: 414
Authors: Antonio Marcacci
Categories:
Type: BOOK - Published: 2019-07-25 - Publisher: Palgrave MacMillan

DOWNLOAD EBOOK

This book analyzes the legal system for the protection of retail investors under the European Union law of investment services. It identifies the regulatory lei
The Law of Investor Protection
Language: en
Pages: 734
Authors: Jonathan Fisher
Categories: Financial services industy
Type: BOOK - Published: 2003 - Publisher: Sweet & Maxwell

DOWNLOAD EBOOK

This series enables practitioners to stay up to date with litigation and developments in the field of entertainment law. Emphasis is placed on the practical imp
Investor Protection in Europe
Language: en
Pages: 509
Authors: Guido Ferrarini
Categories: Law
Type: BOOK - Published: 2006 - Publisher: Oxford University Press on Demand

DOWNLOAD EBOOK

This collection examines investor protection in Europe, offering a broad and coherent examination of the effects of regulatory competition versus harmonisation.
The BRICS in the New International Legal Order on Investment
Language: en
Pages: 255
Authors: Congyan Cai
Categories: Law
Type: BOOK - Published: 2020-03-31 - Publisher: BRILL

DOWNLOAD EBOOK

The BRICS in the New International Legal Order on Investment: Reformers or Disruptors is written by international experts with BRICS backgrounds. The book inves
Principles of International Investment Law
Language: en
Pages: 582
Authors: Rudolf Dolzer
Categories: Law
Type: BOOK - Published: 2022-01-13 - Publisher: Oxford University Press

DOWNLOAD EBOOK

This book outlines the principles behind the international law of foreign investment. The main focus is on the law governed by bilateral and multilateral invest